Mosaic puts you first and focuses on your needs like nobody else.  We started serving private clients and their advisors more than 40 years ago. Our entire corporate DNA and all of our global resources are focused on your needs and the tempo of you and your clients.  You’re covered.

Mosaic is a global vertically integrated financial services firm, calling on financial institutions around the world with $5 billion on our platform to solve problems and seize opportunities under one roof.  We deliver customized turn-key solutions that are time-tested and robust.  We get the job done right the first time.

Your clients demand comprehensive solutions custom engineered to the most exacting specifications, built on a broad foundation of world class service. Mosaic delivers elite asset preservation and growth solutions. No experiments.  No trailblazing. Just results.

Access Mosaic’s team, products, and services to meet needs and opportunities as they develop.

Mosaic reviews your current and potential performance and operational capabilities and engages you in regular and ad hoc communications, including prompt responses to your inquiries.

We recommend means of increasing value via effective comparison among comparable metrics and market participants, strategic planning and positioning, with a linear narrative explaining our analysis.

We help you prepare, populate, and manage a record of your clients’ current and prospective lenders, investors, advisors, clients, service providers, and further stakeholders, and we assist you in developing strategy and preparing presentations.

We assist you in your efforts to open accounts at custodians, banks, and other third-party institutions. 

We introduce and assist you to open accounts at specific custodians, banks and other third-party institutions. 

We coordinate efforts with you, and with your other professional services providers to produce effective and efficient outcomes and to collect KYC and due diligence materials in a reasonably secure cloud-based electronic data room.  Mosaic simplifies due diligence for all involved.    

Based on our knowledge of you and your clients’ circumstances, we recommend prospective options in order of preference to you and suggest suitable approaches that fulfill duty of care and fiduciary obligations that may devolve to you, while considering the interests of current and future stakeholders with regards to control.

Mosaic helps you and your clients transcend portfolio management to customize comprehensive wealth management solutions, optimizing strategy and service with a broad spectrum of international capital markets and insurance resources.

Mosaic helps you and your clients develop appropriate strategies and create vehicles to manage intergenerational wealth preservation and transfer, that draw on a broad spectrum of international capital markets and insurance resources.

Mosaic coordinates with you to help you open accounts at custodians, banks, and other third-party institutions.

We cooperate with you and your clients’ accountants and auditors to supply record keeping, including bookkeeping and general accounting.

Our MOSAIC platform provides you and your clients with a comprehensive view of all positions and transactions.  Platform access includes daily pricing for equities, ETFs, fixed income and FX, and PDF reporting for your review.

Enjoy global, secure, access to holdings, transactions, and a digital document vault in a familiar and intuitive format.

Consolidate portfolios from different third-party custodians, banks, and advisors to oversee a broad scope of assets in one place.

Mosaic assists you in preparing appropriate reports to consider and review yourself, and with your clients..

We work with you to design sophisticated management strategies and model portfolios.

We supply analytics on consolidated portfolios including asset allocation, holdings, risk measurement and performance measurement versus targets and benchmarks.

From opening accounts to publishing your statements, we manage clearing, settlement, trade breaks, corporate actions, books, record keeping, accounting, reconciliation, and reporting for you and your clients.

Each business day Mosaic reconciles contemporaneous cash and positions for assets, and performs cash balance and position reconciliations to the custodian or clearer’s information.

We work with you to create suitably detailed financial reports and projections, and we maintain certain financial records, including those pertaining to assets belonging to your clients.  Our records assist in tracking trading activity, financial payments and deposits, interest and dividend payments and receipts. 

Mosaic ensures proper set up and processing of automated postings of corporate actions (including, but not limited to stock splits, reverse splits, spin offs, mergers & acquisitions, bond calls, tender offers, ticker/CUSIP changes, income/paydown processing).  We track, manage, and adjust corporate actions exception processing, and communicate with you and relevant parties. We also consult with you vis-a-vis corporate actions oversight and corporate actions special circumstance processing.

Mosaic manages secure invoicing, billing, and order entry throughout your accounts.  

Mosaic sets up/adds new instruments, processes daily price files, sets up/adds index data, and manages asset classification.

Engage Mosaic’s international analysts to help support your research into specific countries, industries, and/or investment opportunities.

We help you and your clients develop and evaluate custom solutions for due diligence, corporate finance, and financial engineering.

At your request, Mosaic’s senior personnel will attend meetings with you, your clients, and your clients’ current and prospective lenders, investors, advisors, attorneys, accountants, auditors, advisors, service providers, and further stakeholders where time and distance permit.

We discuss with you and your clients the merits of working with specific lenders, investors, advisors, attorneys, accountants, auditors, vendors, and further stakeholders, and determine the best timing and method to initiate meetings. We work with you and your clients to determine what information can be shared with each party, and contact prospective contributors, securing confidentiality agreements from each as necessary, and as determined by Mosaic.

Life insurance, insurance products, and coverage for any asset - homes, art, jets, yachts, portfolios, and major international infrastructure projects.

We coordinate third party services including property management, bill payments, and concierge services to serve your clients.